Financial Regulation Overview for IT Professionals

The Financial Regulation Overview training programme provides a comprehensive overview of the current financial regulatory environment, a brief history of the regulation and an insight into the major global financial regulatory regimes. In keeping with the current financial challenges facing countries and financial organizations it introduces financial regulation in both historical and contemporary terms.

The course will give you the basics necessary to understand the scope of financial regulation and how your organisation can establish closer alignment with its compliance obligations.

Duration

2 days

Who Should Attend

The programme is most appropriate for any financial services organisation or individual that needs an understanding of financial regulation not only as it pertains to South Africa but to the major economies of the world.

It is well-suited as a cornerstone to financial service organizations' graduate or fast-track programmes.

Course Content

The course includes the following range of topics:

• Introduction to Regulatory Control and Frameworks
• Regulation
• • SOX, Basel, MiFID, SEPA
• Regulators
• • UK, US, German, Japan, South Africa
• Architecture
• • Regulatory
  • Financial
• Governance
• Islamic Banking
• Agencies Overview
• Fraud
• Frameworks
• • COBIT, ITIL, TOGAF
• Change Management
• Principles
• Risk
• Financial Crises

Learning Outcomes

On completion of this programme you will know the basics of how to develop and introduce a competency based management programme including:

• Identifying the relevant financial regulations in the major financial regulatory regimes
• Differentiating between different type of regulation
• Discussing the financial crises and their causes
• Discussing the history of financial regulation across the major financial centres
• Identifying the key areas of Islamic banking
• Identifying the key areas within SOX, MiFID, Basel and SEPA
• Differentiating and discuss regulatory and financial architecture
• Discussing principles-based regulation

Course Dates

This course is available on demand as a public or private event
Please contact us to discuss availability

Discounts will be shown before making payment